Defendant Name: James Fitts, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of James Fitts, CPA
First Document Date 06-Apr-2023
Initial Filing Format Administrative Action
File Number 3-21361
Allegation Type Issuer Reporting and Disclosure
AAER 4396

Affiliations

Violations Alleged

Related Violations Alleged

James Fitts, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Sec 13(a) of the Exchange Act.
James Fitts, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Rule 13a-1 of the Exchange Act.

Resolutions

Bars:
First Resolution Date 06-Apr-2023
Headline Total Penalty and Disgorgement $25,000

Related Documents:

34-97259 06-Apr-2023 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

In the Matter of Tandy Leather Factory, Inc. and Shannon Greene, CPA
Tandy Leather Factory, Inc.
Shannon Greene, CPA