Defendant Name:
James Fitts, CPA
Defendant Type:
Individual
Document Reference:
34-97259
Document Details
Legal Case Name
In the Matter of James Fitts, CPA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
06-Apr-2023
Document Format
Administrative Proceeding
AAER
4396
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
