Defendant Name: Arthur H. Tildesley, Jr.

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Gary L. Crittenden and Arthur H. Tildesley, Jr.
First Document Date 29-Jul-2010
Initial Filing Format Administrative Action
File Number 3-13985
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Related Violations Alleged

Arthur H. Tildesley, Jr. is alleged to have aided and abetted Citigroup Inc.'s violation of Rule 12b-20 of the Exchange Act.
Arthur H. Tildesley, Jr. is alleged to have aided and abetted Citigroup Inc.'s violation of Sec 13(a) of the Exchange Act.
Arthur H. Tildesley, Jr. is alleged to have aided and abetted Citigroup Inc.'s violation of Rule 13a-11 of the Exchange Act.

Resolutions

First Resolution Date 29-Jul-2010

Related Documents:

34-62593 29-Jul-2010 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Cease-and-Desist Orders

Other Defendants in Action:

Related Actions:

SEC v. Citigroup Inc.