Defendant Name:
Arthur H. Tildesley, Jr.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Gary L. Crittenden and Arthur H. Tildesley, Jr.
First Document Date
29-Jul-2010
Initial Filing Format
Administrative Action
File Number
3-13985
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Current: Head of Citigroup's Global Cross Marketing at Citigroup Inc.
Violations Alleged
Related Violations Alleged
Arthur H. Tildesley, Jr. is alleged to have aided and abetted Citigroup Inc.'s violation of Rule 12b-20 of the Exchange Act.
Arthur H. Tildesley, Jr. is alleged to have aided and abetted Citigroup Inc.'s violation of Sec 13(a) of the Exchange Act.
Arthur H. Tildesley, Jr. is alleged to have aided and abetted Citigroup Inc.'s violation of Rule 13a-11 of the Exchange Act.
Resolutions
First Resolution Date
29-Jul-2010
Headline Total Penalty and Disgorgement
$180,000
Other Defendants in Action:
