Defendant Name:
Gary L. Crittenden
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Gary L. Crittenden and Arthur H. Tildesley, Jr.
First Document Date
29-Jul-2010
Initial Filing Format
Administrative Action
File Number
3-13985
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: CFO at Citigroup Inc. (March 2007—March 2009)
- Former: Head of Citi Holdings at Citigroup Inc. (March 2009—July 2009)
Violations Alleged
Related Violations Alleged
Gary L. Crittenden is alleged to have aided and abetted Citigroup Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gary L. Crittenden is alleged to have aided and abetted Citigroup Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary L. Crittenden is alleged to have aided and abetted Citigroup Inc.'s violation of Rule 13a-11 of the Exchange Act.
Resolutions
First Resolution Date
Headline Total Penalty and Disgorgement
$180,000
Other Defendants in Action:
