Defendant Name: Xavier Capdepon

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Xavier Capdepon and Gwen Snorteland
First Document Date 18-Jul-2012
Initial Filing Format Administrative Action
File Number 3-14954
Allegation Type Securities Offering

Affiliations

Violations Alleged

Securities Act
• Sec 17(a) (Not specified)

Resolutions

Bars:
First Resolution Date 18-Jul-2012
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-9341 18-Jul-2012 Administrative Proceeding
Order Instituting Adminstrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Gwen Snorteland

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