Defendant Name: Alexander V. Rekeda

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Alexander V. Rekeda
First Document Date 18-Jul-2012
Initial Filing Format Administrative Action
File Number 3-14953
Allegation Type Securities Offering

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Resolutions

Bars:
First Resolution Date 18-Jul-2012
Headline Total Penalty and Disgorgement $125,000

Related Documents:

33-9340 18-Jul-2012 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings pursuant to Section 8A of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Act of 1940, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

SEC v. Mizuho Securities USA Inc.
Mizuho Securities USA Inc.
In the Matter of Delaware Asset Advisers and Wei (Alex) Wei
Delaware Asset Advisers
Wei (Alex) Wei
In the Matter of Xavier Capdepon and Gwen Snorteland
Xavier Capdepon
Gwen Snorteland