Defendant Name: Alexander V. Rekeda

Defendant Type: Individual

Document Reference: 33-9340

Document Details

Legal Case Name In the Matter of Alexander V. Rekeda
Document Name Order Instituting Administrative and Cease-and-Desist Proceedings pursuant to Section 8A of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Act of 1940, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date 18-Jul-2012
Document Format Administrative Proceeding
File Number 3-14953
Allegation Type Securities Offering
Document Summary

Disgorgement & Penalty Information

Cease and Desist Order
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 12 months
  • Bar from participating in any penny stock offering for 12 months
Monetary Penalties:

Civil Penalty

Individual:     $125,000.00 Shared:    

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