Defendant Name:
Alexander V. Rekeda
Defendant Type:
Individual
Document Reference:
33-9340
Document Details
Legal Case Name
In the Matter of Alexander V. Rekeda
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings pursuant to Section 8A of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Act of 1940, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
18-Jul-2012
Document Format
Administrative Proceeding
Allegation Type
Securities Offering
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 12 months
- Bar from participating in any penny stock offering for 12 months
Monetary Penalties:
Civil Penalty
Individual:
$125,000.00
Shared:
