Defendant Name: Rose M. Rudden

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
First Document Date 30-Jun-2009
Initial Filing Format Administrative Action
File Number 3-13532
Allegation Type Broker Dealer


Violations Alleged

Sections 15(b)(6), 15(b)(4)(E) Exchange Act


First Resolution Date
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-9047-o 30-Jun-2009 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940
id398cff 25-Jun-2010 ALJ Initial Decision
Initial Decision

Other Defendants in Action: