Defendant Name:
Kenneth W. Corba
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Kenneth W. Corba
First Document Date
16-Jun-2006
Initial Filing Format
Administrative Action
File Number
3-12337
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: CEO at PEA Capital LLC (Until April 13, 2004)
- Former: Chief Investment Officer at PEA Capital LLC (Until April 13, 2004)
- Former: Managing Director at PEA Capital LLC (Until April 13, 2004)
- Former: Portfolio Manager for the PIMCO Growth Fund and the PIMCO Select Growth Fund at PEA Capital LLC (Until April 13, 2004)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 1 year
First Resolution Date
