Defendant Name: Brent Lemons

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Brent Lemons
First Document Date 01-Aug-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-00308
Allegation Type Broker Dealer
Federal District Court Texas, Eastern District of Texas

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5

Resolutions

First Resolution Date 23-Feb-2010

Related Documents:

complaint_08-cv-00308 01-Aug-2008 Complaint
Complaint
court_doc11_08-cv-00308 23-Feb-2010 Court Docket Document
Final Judgment

Related Actions:

In the Matter of Banc of America Investment Services, Inc. and Virginia Holliday
Banc of America Investment Services, Inc
Virginia Holliday
In the Matter of Brent Lemons
Brent Lemons