Defendant Name: Brent Lemons

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Brent Lemons
First Document Date 10-Jun-2009
Initial Filing Format Administrative Action
File Number 3-13513
Allegation Type Securities Offering

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5


First Resolution Date

Related Documents:

34-60092 10-Jun-2009 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions

Related Actions:

In the Matter of Banc of America Investment Services, Inc. and Virginia Holliday
SEC v. Brent Lemons