Defendant Name:
Brent Lemons
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Brent Lemons
First Document Date
10-Jun-2009
Initial Filing Format
Administrative Action
File Number
3-13513
Allegation Type
Securities Offering
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date