Defendant Name: Brent Lemons

Defendant Type: Individual

Document Reference: 34-60092

Document Details

Legal Case Name In the Matter of Brent Lemons
Document Name Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Document Date 10-Jun-2009
Document Format Administrative Proceeding
File Number 3-13513
Allegation Type Securities Offering
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)

Related Actions:

In the Matter of Banc of America Investment Services, Inc. and Virginia Holliday
SEC v. Brent Lemons