Defendant Name: Jeffrey Schaible

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Jeffrey Schaible
First Document Date 22-Feb-2022
Initial Filing Format Administrative Action
File Number 3-20782
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Related Violations Alleged

Jeffrey Schaible is alleged to have caused Baxter International Inc.'s violation of Sec 13(a) of the Exchange Act.
Jeffrey Schaible is alleged to have caused Baxter International Inc.'s violation of Rule 13a-1 of the Exchange Act.
Jeffrey Schaible is alleged to have caused Baxter International Inc.'s violation of Rule 13a-11 of the Exchange Act.
Jeffrey Schaible is alleged to have caused Baxter International Inc.'s violation of Rule 13a-13 of the Exchange Act.
Jeffrey Schaible is alleged to have caused Baxter International Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 22-Feb-2022
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-11033 22-Feb-2022 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of Baxter International Inc.
Baxter International Inc.
In the Matter of Scott Bohaboy
Scott Bohaboy