Defendant Name:
Scott Bohaboy
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Scott Bohaboy
First Document Date
22-Feb-2022
Initial Filing Format
Administrative Action
File Number
3-20783
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: Treasurer at Baxter International Inc. (March 2016—October 2019)
- Former: Head of Financial Planning & Analysis at Baxter International Inc. (March 2016—March 2020)
Related Violations Alleged
Scott Bohaboy is alleged to have caused Baxter International Inc.'s violation of Sec 13(a) of the Exchange Act.
Scott Bohaboy is alleged to have caused Baxter International Inc.'s violation of Rule 13a-1 of the Exchange Act.
Scott Bohaboy is alleged to have caused Baxter International Inc.'s violation of Rule 13a-11 of the Exchange Act.
Scott Bohaboy is alleged to have caused Baxter International Inc.'s violation of Rule 13a-13 of the Exchange Act.
Scott Bohaboy is alleged to have caused Baxter International Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
22-Feb-2022
Headline Total Penalty and Disgorgement
$125,000
