Defendant Name: Stephen H. Jackson, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Stephen M. Wyss, CPA, Stephen H. Jackson, CPA, and Robert G. Hilbert, CPA
First Document Date 08-Jun-2022
Initial Filing Format Administrative Action
File Number 3-20892
Allegation Type Issuer Reporting and Disclosure
AAER 4310

Affiliations

Violations Alleged

Related Violations Alleged

Stephen H. Jackson, CPA is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Stephen H. Jackson, CPA is alleged to have caused Sequential Brands Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
Stephen H. Jackson, CPA is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Stephen H. Jackson, CPA is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Stephen H. Jackson, CPA is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Stephen H. Jackson, CPA is alleged to have caused Sequential Brands Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Stephen H. Jackson, CPA is alleged to have caused CohnReznick LLP's violation of Rule 2-02(b)(1) Regulation S-X.

Resolutions

Bars:
First Resolution Date 08-Jun-2022
Headline Total Penalty and Disgorgement $20,000

Related Documents:

34-95067 08-Jun-2022 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rule of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Stephen M. Wyss, CPA
Robert G. Hilbert, CPA

Related Actions:

SEC v. Sequential Brands Group, Inc.
Sequential Brands Group, Inc.
In the Matter of Gary S. Klein
Gary S. Klein
In the Matter of CohnReznick LLP
CohnReznick LLP