Defendant Name:
CohnReznick LLP
Defendant Type:
Other
Initial Case Details
Legal Case Name
In the Matter of CohnReznick LLP
First Document Date
08-Jun-2022
Initial Filing Format
Administrative Action
File Number
3-20891
Allegation Type
Issuer Reporting and Disclosure
AAER
4309
Violations Alleged
•
Rule 2-02(b)(1) Regulation S-X
Related Violations Alleged
CohnReznick LLP is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
CohnReznick LLP is alleged to have caused Longfin Corp.'s violation of Sec 13(a) of the Exchange Act.
CohnReznick LLP is alleged to have caused Sequential Brands Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
CohnReznick LLP is alleged to have caused Longfin Corp.'s violation of Rule 13a-1 of the Exchange Act.
CohnReznick LLP is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
CohnReznick LLP is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 13a-11 of the Exchange Act.
CohnReznick LLP is alleged to have caused Sequential Brands Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
CohnReznick LLP is alleged to have caused Sequential Brands Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
08-Jun-2022
Headline Total Penalty and Disgorgement
$1,900,000
