Defendant Name:
Venkata S. Meenavalli
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Longfin Corp., and Venkata S. Meenavalli
First Document Date
05-Jun-2019
Initial Filing Format
Civil Proceeding
Case Number
19-cv-05296
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—Chairman at Longfin Corp.
- Former: CEO at Longfin Corp.
- Current: Founder at Longfin Corp.
- Current: Controlling Shareholder at Longfin Corp.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Rule 12b-20 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Sec 13(a) of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Rule 13a-1 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Rule 13a-11 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Rule 13a-13 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted
Longfin Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Venkata S. Meenavalli is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
- Bar from participating in any penny stock offering (of unspecified duration)
First Resolution Date
03-Jan-2020
Headline Total Penalty and Disgorgement
$400,000
Other Defendants in Action:
