Defendant Name:
Andy Altahawi
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Andy Altahawi
First Document Date
10-Jun-2019
Initial Filing Format
Administrative Action
File Number
3-19197
Allegation Type
Securities Offering
Affiliations
- Former: Broker/Registered Representative at an unidentified individual or entity (1994—2017)
Violations Alleged
•
Sec 17(a) (Not specified)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 5 years
First Resolution Date
