Defendant Name:
Claude Fernandez
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Claude Fernandez (CPA)
First Document Date
23-Apr-2008
Initial Filing Format
Administrative Action
File Number
3-13018
Allegation Type
Broker Dealer
AAER
2812
Affiliations
- Current: Managing Director at W.P. Carey & Co. LLC (From 1997)
- Former: Chief Accounting Officer at W.P. Carey & Co. LLC (1997—June 14, 2007)
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 2 years
First Resolution Date