Defendant Name: Roadrunner Transportation Systems, Inc.

Defendant Type: Public Company
SIC Code: 4731
CUSIP: 76973Q20

Initial Case Details

Legal Case Name In the Matter of Roadrunner Transportation Systems, Inc.
First Document Date 14-Feb-2023
Initial Filing Format Administrative Action
File Number 3-21301
Allegation Type Issuer Reporting and Disclosure
AAER 4375

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 14-Feb-2023
Headline Total Penalty and Disgorgement $9,635,912

Related Documents:

33-11156 14-Feb-2023 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
On February 14, 2023, the SEC instituted settled cease-and-desist proceedings against Roadrunner Transportation Systems, Inc, stating: "From at least July 2013 through January 2017, Roadrunner engaged in a multi-year accounting fraud scheme by manipulating its financial reports to hit prior earnings guidance and analyst projections."
33-11156-s 14-Feb-2023 Administrative Summary
SEC Charges Roadrunner Transportation Systems, Inc. with Accounting Fraud
The SEC: "announced settled charges against Roadrunner Transportation Systems, Inc. for engaging in a multi-year accounting fraud scheme from at least July 2013 through January 2017. Roadrunner is a shipping and logistics company based in Downers Grove, Illinois."

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