Defendant Name: Mark Wogsland

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Peter Armbruster, Bret Naggs and Mark Wogsland
First Document Date 03-Apr-2019
Initial Filing Format Civil Proceeding
Case Number 19-cv-00481
Allegation Type Issuer Reporting and Disclosure
Federal District Court Wisconsin, Eastern District of Wisconsin

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Sec 13(a) of the Exchange Act.
Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Mark Wogsland is alleged to have aided and abetted Roadrunner Transportation Systems, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

court_doc1_19-cv-00481 03-Apr-2019 Complaint
Complaint

Other Defendants in Action:

Related Actions:

In the Matter of Roadrunner Transportation Systems, Inc.
In the Matter of Bret Naggs
In the Matter of Mark Wogsland