Defendant Name: Michael K. Lawlor

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Michael K. Lawlor
First Document Date 05-Jun-2023
Initial Filing Format Administrative Action
File Number 3-21481
Allegation Type Issuer Reporting and Disclosure
AAER 4415

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Rule 12b-20 of the Exchange Act.
Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Sec 13(a) of the Exchange Act.
Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Rule 13a-1 of the Exchange Act.
Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Rule 13a-11 of the Exchange Act.
Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Rule 13a-13 of the Exchange Act.
Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael K. Lawlor is alleged to have caused Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 05-Jun-2023
Headline Total Penalty and Disgorgement $75,000

Related Documents:

33-11200 05-Jun-2023 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of Maeve M. Duska
Maeve M. Duska
In the Matter of Cantaloupe, Inc. (formerly d/b/a USA Technologies, Inc.)
Cantaloupe, Inc. (Formerly d/b/a USA Technologies, Inc.)