Defendant Name:
James F. Brittain
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of James F. Brittain
First Document Date
06-Sep-2023
Initial Filing Format
Administrative Action
File Number
3-21613
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: President at Fluor Corporation (2017—May 2019)
Violations Alleged
Related Violations Alleged
James F. Brittain is alleged to have caused Fluor Corporation's violation of Rule 12b-20 of the Exchange Act.
James F. Brittain is alleged to have caused Fluor Corporation's violation of Sec 13(a) of the Exchange Act.
James F. Brittain is alleged to have caused Fluor Corporation's violation of Rule 13a-13 of the Exchange Act.
James F. Brittain is alleged to have caused Fluor Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
James F. Brittain is alleged to have caused Fluor Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
06-Sep-2023
Headline Total Penalty and Disgorgement
$25,000
