Defendant Name:
Bradley R. Scott
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Bradley R. Scott
First Document Date
06-Sep-2023
Initial Filing Format
Administrative Action
File Number
3-21615
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Current: CFO at Fluor Corporation (From June 2018)
- Former: Controller/Comptroller at Fluor Corporation (From December 2017)
Violations Alleged
Related Violations Alleged
Bradley R. Scott is alleged to have caused Fluor Corporation's violation of Rule 12b-20 of the Exchange Act.
Bradley R. Scott is alleged to have caused Fluor Corporation's violation of Sec 13(a) of the Exchange Act.
Bradley R. Scott is alleged to have caused Fluor Corporation's violation of Rule 13a-1 of the Exchange Act.
Bradley R. Scott is alleged to have caused Fluor Corporation's violation of Rule 13a-13 of the Exchange Act.
Bradley R. Scott is alleged to have caused Fluor Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Bradley R. Scott is alleged to have caused Fluor Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
06-Sep-2023
Headline Total Penalty and Disgorgement
$25,000
