Defendant Name:
Bradley R. Scott
Defendant Type:
Individual
Document Reference:
34-98296
Document Details
Legal Case Name
In the Matter of Bradley R. Scott
Document Name
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
06-Sep-2023
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
