Defendant Name:
Christopher Sells
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Christopher Sells and Timothy Murawski
First Document Date
06-Oct-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-04941
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Northern District of California
Affiliations
- Former: Senior Vice President of Commercial Operations at Hansen Medical, Inc. (June 2008—October 2009)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Christopher Sells is alleged to have aided and abetted Hansen Medical, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Christopher Sells is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
21-Feb-2014
Headline Total Penalty and Disgorgement
$120,000
Other Defendants in Action:
