Securities Enforcement Empirical Database (SEED)

Defendant Name: Timothy Murawski

Defendant Type: Individual

Legal Case Name SEC v. Christopher Sells and Timothy Murawski

First Document Date 06-Oct-2011

Initial Filing Format Civil Proceeding

Case Number 11-cv-04941

Allegation Type Issuer Reporting and Disclosure

Federal District Court California, Northern District of California

Former: Vice President of Sales at Hansen Medical, Inc. (July 2008—October 2009)

Exchange Act

• Sec 10(b) + Rule 10b-5

• Sec 13(b)(5)

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(3)

Other

• Rule 13b2-1 Exchange Act

• Hansen: Sections 13(a), 13(b)(2)(A), 13(b)(2)(B) Exchange Act; Rules 12b-20, 13a-1, 13a-13 Exchange Act

• Aiding and Abetting or Causing (Willfully/Knowingly)

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

First Resolution Date 06-Nov-2013

Headline Total Penalty and Disgorgement $120,000

Christopher Sells

In the Matter of Hansen Medical, Inc.

Hansen Medical, Inc.