Defendant Name: Timothy Murawski

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Christopher Sells and Timothy Murawski
First Document Date 06-Oct-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-04941
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Northern District of California

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a)(1)
Sec 17(a)(3)
Other
Rule 13b2-1 Exchange Act
Hansen: Sections 13(a), 13(b)(2)(A), 13(b)(2)(B) Exchange Act; Rules 12b-20, 13a-1, 13a-13 Exchange Act
Aiding and Abetting or Causing (Willfully/Knowingly)

Related Violations Alleged

Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Timothy Murawski is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 06-Nov-2013

Related Documents:

comp22116 06-Oct-2011 Complaint
Complaint
court_doc126_11-cv-04941 06-Nov-2013 Court Docket Document
Final Judgment as to Defendant Timothy Murawski

Other Defendants in Action:

Related Actions:

In the Matter of Hansen Medical, Inc.