Defendant Name: Mmobuosi Odogwu Banye

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Mmobuosi Odogwu Banye (a/k/a Dozy Mmobuosi), Tingo Group, Inc., Agri-Fintech Holdings, Inc. (f/k/a Tingo Inc.), and Tingo International Holdings, Inc.
First Document Date 18-Dec-2023
Initial Filing Format Civil Proceeding
Case Number 23-cv-10928
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Sec 304(a) Sarbanes-Oxley Act
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo International Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have controlled Tingo Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have controlled Agri-Fintech Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have controlled Tingo International Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 13(a) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo Group, Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Tingo International Holdings, Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

First Resolution Date

Related Documents:

comp25913 18-Dec-2023 Complaint
Complaint

Other Defendants in Action:

Tingo Group, Inc.
Agri-Fintech Holdings, Inc.
Tingo International Holdings, Inc.