Defendant Name:
Agri-Fintech Holdings, Inc.
Defendant Type:
Other
Initial Case Details
Legal Case Name
SEC v. Mmobuosi Odogwu Banye (a/k/a Dozy Mmobuosi), Tingo Group, Inc., Agri-Fintech Holdings, Inc. (f/k/a Tingo Inc.), and Tingo International Holdings, Inc.
First Document Date
18-Dec-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-10928
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Violations Alleged
•
Sec 17(a) (Not specified)
Additionally,
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have controlled Agri-Fintech Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 13(a) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Mmobuosi Odogwu Banye is alleged to have aided and abetted Agri-Fintech Holdings, Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Resolutions
First Resolution Date
28-Aug-2024
Headline Total Penalty and Disgorgement
$1,152,314
Other Defendants in Action:
