Defendant Name: Barry R. Bekkedam

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Barry R. Bekkedam
First Document Date 05-May-2020
Initial Filing Format Administrative Action
File Number 3-19784
Allegation Type Investment Advisers/Investment Companies



First Resolution Date

Related Documents:

IA-5497 05-May-2020 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

Related Actions:

In the Matter of TD Bank, N.A.
SEC v. Frank Spinosa
SEC v. George G. Levin and Frank J. Preve
SEC v. Barry R. Bekkedam