Defendant Name: Frank J. Preve

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. George G. Levin and Frank J. Preve
First Document Date 22-May-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-21917
Allegation Type Securities Offering
Federal District Court Florida, Southern District of Florida

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 5(a)
• Sec 5(c)
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)
• Sec 17(a) (Not specified)

Related Violations Alleged

Frank J. Preve is alleged to have aided and abetted George G. Levin's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Frank J. Preve is alleged to have aided and abetted Banyon 1030-32's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Resolutions

First Resolution Date 06-Oct-2014
Headline Total Penalty and Disgorgement $49,491,530

Related Documents:

comp-pr2012-100 22-May-2012 Complaint
Complaint
LR-22383 31-May-2012 Litigation Release
SEC Charges Two Feeders for One of South Florida's Largest-Ever Ponzi Schemes
court_doc222_12-cv-21917 06-Oct-2014 Court Docket Document
Judgment of Permanent Injunction and Other Relief Against Defendant Frank J. Preve
court_doc318_12-cv-21917 23-Jul-2015 Court Docket Document
Final Judgment Against Defendant Frank Preve

Other Defendants in Action:

George G. Levin

Related Actions:

In the Matter of TD Bank, N.A.
TD Bank, N.A.
SEC v. Frank Spinosa
Frank A. Spinosa
SEC v. Barry R. Bekkedam
Barry R. Bekkedam
In the Matter of Barry R. Bekkedam
Barry R. Bekkedam