Defendant Name: Clark Schaefer Hackett & Co.

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of Clark Schaefer Hackett & Co.
First Document Date 29-Feb-2024
Initial Filing Format Administrative Action
File Number 3-21876
Allegation Type Issuer Reporting and Disclosure
AAER 4491

Violations Alleged

Other
• Rule 2-02(b) Regulation S-X

Related Violations Alleged

Clark Schaefer Hackett & Co. is alleged to have caused Lordstown Motors Corp.'s violation of Sec 13(a) of the Exchange Act.
Clark Schaefer Hackett & Co. is alleged to have caused Lordstown Motors Corp.'s violation of Rule 13a-1 of the Exchange Act.
Clark Schaefer Hackett & Co. is alleged to have caused Lordstown Motors Corp.'s violation of Sec 14(a) of the Exchange Act.
Clark Schaefer Hackett & Co. is alleged to have caused Lordstown Motors Corp.'s violation of Rule 14a-3 of the Exchange Act.

Resolutions

First Resolution Date 29-Feb-2024
Headline Total Penalty and Disgorgement $80,881

Related Documents:

34-99638 29-Feb-2024 Administrative Proceeding
Order Instituting Public Administrative and Cease-And-Desist Proceedings Pursuant to Sections 4C And 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order

Related Actions:

In the Matter of Lordstown Motors Corp.
Lordstown Motors Corp.
SEC v. Stephen Scott Burns
Stephen Scott Burns