Defendant Name:
Zhou Min Ni
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Zhou Min Ni; and Jian Ming Ni, also known as Jonathan Ni, also known as Jianming Ni
First Document Date
03-Jun-2024
Initial Filing Format
Civil Proceeding
Case Number
24-cv-01632
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Director—Chairman at HF Foods Group Inc. (1997—February 23, 2021)
- Former: CEO at HF Foods Group Inc. (1997—February 23, 2021)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sec 304(a) Sarbanes-Oxley Act
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Rule 12b-20 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Sec 13(a) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Rule 13a-1 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Rule 13a-11 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Rule 13a-13 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Rule 13a-15 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-15 of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Sec 14(a) of the Exchange Act.
Zhou Min Ni is alleged to have aided and abetted HF Foods Group Inc.'s violation of Rule 14a-9 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
- Bar from "directly or indirectly participating in the management of, or otherwise exercising any control or influence over, HF Foods Group Inc. and any of its successors[.]" (of permanent duration)
First Resolution Date
10-Jun-2024
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
