Defendant Name: HF Foods Group Inc.

Defendant Type: Public Company
SIC Code: 9999
CUSIP: 40417F10

Initial Case Details

Legal Case Name In the Matter of HF Foods Group Inc.
First Document Date 06-Jun-2024
Initial Filing Format Administrative Action
File Number 3-21959
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
• Rule 13a-15
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
• Sec 14(a)
• Rule 14a-9
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 06-Jun-2024

Related Documents:

33-11289 06-Jun-2024 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On June 6, 2024, the SEC instituted settled cease-and-desist proceedings against HF Foods Group Inc., stating: "These proceedings concern violations of the antifraud and other provisions of the federal securities laws by Respondent HF Foods, a Nevada-based food service distributor to Asian restaurants in the United States, resulting from materially false and misleading disclosures and other fraudulent conduct implemented by its former Chairman and CEO Zhou Min Ni and former CFO Jian Ming "Jonathan" Ni."
33-11289-s 06-Jun-2024 Administrative Summary
SEC Charges Restaurant Food Distribution Company HF Foods Group Inc. with Fraud
On June 6, 2024, the SEC "announced settled charges against HF Foods, a Nevada-based food service distributor to Asian restaurants in the United States, resulting from materially false and misleading disclosures and other fraudulent conduct implemented by its former Chairman and CEO Zhou Min Ni and former CFO Jian Ming "Jonathan" Ni."
34-100570 22-Jul-2024 Administrative Proceeding
Extension Order
The Commission ordered that: "the Division’s request for an extension of time until August 26, 2025 to submit a Proposed Plan of Distribution is granted."

Related Actions:

SEC v. Zhou Min Ni; and Jian Ming Ni, also known as Jonathan Ni, also known as Jianming Ni
Zhou Min Ni
Jian Ming Ni
In the Matter of Jian Ming (“Jonathan”) Ni, CPA
Jian Ming Ni