Defendant Name: R.R. Donnelley & Sons Co.

Defendant Type: Public Company
SIC Code: 2754
CUSIP: 25786720

Initial Case Details

Legal Case Name In the Matter of R.R. Donnelley & Sons Co.
First Document Date 18-Jun-2024
Initial Filing Format Administrative Action
File Number 3-21969
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Rule 13a-15
• Sec 13(b)(2)(B)

Resolutions

First Resolution Date 18-Jun-2024
Headline Total Penalty and Disgorgement $2,125,000

Related Documents:

34-100365 18-Jun-2024 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On June 18, 2024, the SEC instituted cease-and-desist proceedings against R.R. Donnelley & Sons Co., stating: "This matter concerns violations by RRD of the Exchange Act’s disclosure controls and procedures and internal accounting control provisions relating to its cybersecurity practices between November 2021 and January 2022."
2024-75 18-Jun-2024 Press Release--Administrative Proceeding
SEC Charges R.R. Donnelley &Sons Co. with Cybersecurity-Related Controls Violations
On June 18, 2024, the SEC "today announced that R.R. Donnelley & Sons Company (RRD), a global provider of business communication and marketing services, agreed to pay over $2.1 million to settle disclosure and internal control failure charges relating to cybersecurity incidents and alerts in late2021."