Defendant Name:
Kathleen Fraher
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino
First Document Date
01-Jul-2024
Initial Filing Format
Civil Proceeding
Case Number
24-cv-04987
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: COO at Silvergate Capital Corporation (December 2018—November 7, 2022)
- Former: Chief Risk Officer at Silvergate Capital Corporation (November 7, 2022—March 2023)
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
08-Jul-2024
Headline Total Penalty and Disgorgement
$250,000
Other Defendants in Action:
