Securities Enforcement Empirical Database (SEED)

Defendant Name: Antonio Martino

Defendant Type: Individual

Legal Case Name SEC v. Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino

First Document Date 01-Jul-2024

Initial Filing Format Civil Proceeding

Case Number 24-cv-04987

Allegation Type Issuer Reporting and Disclosure

Federal District Court New York, Southern District of New York

Exchange Act

• Sec 10(b) + Rule 10b-5

• Sec 13(b)(5)

Securities Act

• Sec 17(a) (Not specified)

Other

• Rule 13b2-1 Exchange Act

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Rule 12b-20 of the Exchange Act.

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Sec 13(a) of the Exchange Act.

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Rule 13a-11 of the Exchange Act.

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Antonio Martino is alleged to have aided and abetted Silvergate Capital Corporation's violation of Sec 17(a)(2) of the Securities Act.

First Resolution Date

Silvergate Capital Corporation

Alan J. Lane

Kathleen Fraher