Defendant Name: WM Technology, Inc.

Defendant Type: Public Company
SIC Code: 9999
CUSIP: 92971A10

Initial Case Details

Legal Case Name In the Matter of WM Technology, Inc.
First Document Date 24-Sep-2024
Initial Filing Format Administrative Action
File Number 3-22172
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
• Rule 13a-15
• Sec 14(a)
• Rule 14a-9
Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Resolutions

First Resolution Date 24-Sep-2024
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-11309 24-Sep-2024 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On September 24, 2024, the SEC instituted cease-and-desist proceedings against WM Technology, Inc., stating: "These proceedings arise from WM Technology’s untrue and misleading reporting of “monthly active users,” or “MAU.”"

Related Actions:

SEC v. Christopher Beals and Arden Lee
Christopher Beals
Arden Lee