Defendant Name: Arden Lee

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Christopher Beals and Arden Lee
First Document Date 24-Sep-2024
Initial Filing Format Civil Proceeding
Case Number 24-cv-08215
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California

Affiliations

Violations Alleged

Exchange Act
• Sec 14(a)
• Rule 14a-9
Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Resolutions

Bars:
First Resolution Date 07-Oct-2024
Headline Total Penalty and Disgorgement $175,000

Related Documents:

comp26127 24-Sep-2024 Complaint
Complaint
court_doc13_24-cv-08215 07-Oct-2024 Court Docket Document
Final Judgment as to Defendant Arden Lee

Other Defendants in Action:

Christopher Beals

Related Actions:

In the Matter of WM Technology, Inc.
WM Technology, Inc.