Defendant Name: Alphabet Inc.

Defendant Type: Public Company
SIC Code: 7375
CUSIP: 02079K30

Initial Case Details

Legal Case Name In the Matter of Alphabet Inc.
First Document Date 25-Sep-2024
Initial Filing Format Administrative Action
File Number 3-22181
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Other
• Sections 16(a), 13(f)(1) Exchange Act; Rules 13f-1, 16a-3

Resolutions

First Resolution Date 25-Sep-2024
Headline Total Penalty and Disgorgement $750,000

Related Documents:

34-101165 25-Sep-2024 Administrative Proceeding
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
On September 25, 2024, the SEC institute settled cease-and-desist proceedings against Alphabet Inc., stating: "These proceedings arise out of violations of certain securities ownership reporting requirements of the federal securities laws."