Defendant Name:
Brendan N. Connors
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Brendan N. Connors, CPA
First Document Date
18-Sep-2013
Initial Filing Format
Administrative Action
File Number
3-15504
Allegation Type
Issuer Reporting and Disclosure
AAER
3489
Affiliations
- Former: Vice President of Finance at Medifast, Inc. (2005—May 2010)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Brendan N. Connors is alleged to have aided and abetted Medifast, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Brendan N. Connors is alleged to have caused Medifast, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Brendan N. Connors is alleged to have aided and abetted Medifast, Inc.'s violation of Sec 13(a) of the Exchange Act.
Brendan N. Connors is alleged to have caused Medifast, Inc.'s violation of Sec 13(a) of the Exchange Act.
Brendan N. Connors is alleged to have aided and abetted Medifast, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Brendan N. Connors is alleged to have caused Medifast, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Brendan N. Connors is alleged to have aided and abetted Medifast, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Brendan N. Connors is alleged to have caused Medifast, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Brendan N. Connors is alleged to have aided and abetted Medifast, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Brendan N. Connors is alleged to have caused Medifast, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
First Resolution Date
18-Sep-2013
Headline Total Penalty and Disgorgement
$40,000
