Defendant Name:
Javier Martin-Artajo
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Javier Martin-Artajo and Julien G. Grout
First Document Date
14-Aug-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-05677
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Managing Director at JPMorgan Chase & Co.
- Former: Head of Europe and Credit & Equity in JPMorgan's CIO at JPMorgan Chase & Co.
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Javier Martin-Artajo is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Rule 12b-20 of the Exchange Act.
Javier Martin-Artajo is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Sec 13(a) of the Exchange Act.
Javier Martin-Artajo is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Rule 13a-11 of the Exchange Act.
Javier Martin-Artajo is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Rule 13a-13 of the Exchange Act.
Javier Martin-Artajo is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
22-Aug-2017
Other Defendants in Action:
