Defendant Name: Julien G. Grout

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Javier Martin-Artajo and Julien G. Grout
First Document Date 14-Aug-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-05677
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Julien G. Grout is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Rule 12b-20 of the Exchange Act.
Julien G. Grout is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Sec 13(a) of the Exchange Act.
Julien G. Grout is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Rule 13a-11 of the Exchange Act.
Julien G. Grout is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Rule 13a-13 of the Exchange Act.
Julien G. Grout is alleged to have aided and abetted JPMorgan Chase & Co.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 22-Aug-2017

Related Documents:

comp-pr2013-154 14-Aug-2013 Complaint
Complaint
court_doc161_13-cv-05677 22-Aug-2017 Court Docket Document
Stipulation of Dismissal

Other Defendants in Action:

Related Actions:

In the Matter of JPMorgan Chase & Co.