Defendant Name:
Eugenio Garcia Jimenez, Jr.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Eugenio Garcia Jimenez, Jr.
First Document Date
21-Sep-2022
Initial Filing Format
Administrative Action
File Number
3-21122
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: CEO at Eugenio Garcia Jr. & Associates, LLC (2016—2018)
- Former: Principal at Eugenio Garcia Jr. & Associates, LLC (2016—2018)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
14-Nov-2023
