Defendant Name: Shift4 Payments, Inc.

Defendant Type: Public Company
SIC Code: 7389
CUSIP: 82452J10

Initial Case Details

Legal Case Name In the Matter of Shift4 Payments, Inc.
First Document Date 10-Jan-2025
Initial Filing Format Administrative Action
File Number 3-22393
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Sec 13(a)
• Rule 13a-1
• Sec 14(a)
• Rule 14a-3

Resolutions

First Resolution Date 10-Jan-2025
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-102146 10-Jan-2025 Administrative Proceeding
Order Instituting Cease-and-desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-desist Order
On January 10, 2025, the SEC instituted settled cease-and-desist proceedings against Shift4 Payments, Inc., stating: "This matter concerns Shift4’s failure to make required disclosures of related person transactions in its annual reports and definitive proxy statements for fiscal years 2020 through 2022."
34-102146-s 10-Jan-2025 Administrative Summary
SEC Charges Shift4 for Reporting and Proxy Violations
On January 10, 2025, the SEC "announced settled charges against Shift4 Payments, Inc., a publicly-traded company based in Pennsylvania, for failing to make required disclosures of related person transactions."