Defendant Name: Jesse C. Litvak

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Jesse C. Litvak
First Document Date 28-Jan-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-00132
Allegation Type Broker Dealer
Federal District Court Connecticut, District of Connecticut

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 07-Nov-2014

Related Documents:

comp-pr2013-12 28-Jan-2013 Complaint
Jury Trial Demanded
court_doc54_13-cv-00132 07-Nov-2014 Court Docket Document
Defendant Jesse C. Litvak's Motion for a Continued Stay of this Action
LR-24368 06-Dec-2018 Litigation Release
SEC Voluntary Dismisses All Claims Against Jesse Litvak

Related Actions:

In the Matter of Jefferies LLC (formerly known as Jefferies & Company, Inc.)
Jefferies & Co., Inc.
In the Matter of Jesse C. Litvak
Jesse C. Litvak