Defendant Name:
Jesse C. Litvak
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Jesse C. Litvak
First Document Date
02-Sep-2014
Initial Filing Format
Administrative Action
File Number
3-16050
Allegation Type
Broker Dealer
Affiliations
- Current: Managing Director at Jefferies & Co., Inc.
- Current: Senior Trader at Jefferies & Co., Inc.
- Former: Registered Representative at Jefferies LLC (April 2008—December 2011)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of permanent duration)
First Resolution Date
22-Jan-2015
