Defendant Name: Jesse C. Litvak

Defendant Type: Individual

Document Reference: id739ce

Document Details

Legal Case Name In the Matter of Jesse C. Litvak
Document Name Initial Decision
Document Date 22-Jan-2015
Document Format Administrative Proceeding
File Number 3-16050
Administrative Law Judge Cameron Elliot
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Division of Enforcement's Motion for Summary Disposition against Respondent is granted and a sanction will be imposed on Litvak if it is in the public interest
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of permanent duration)

Related Documents:

34-72958 02-Sep-2014 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing

Related Actions:

In the Matter of Jefferies LLC (formerly known as Jefferies & Company, Inc.)
Jefferies & Co., Inc.
SEC v. Jesse C. Litvak
Jesse C. Litvak