Defendant Name:
Edward Parker
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Edward Parker, CA
First Document Date
15-Sep-2015
Initial Filing Format
Administrative Action
File Number
3-16810
Allegation Type
Issuer Reporting and Disclosure
AAER
3695
Affiliations
- Former: Controller/Comptroller at CSC Australia (2007—August 2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Edward Parker is alleged to have aided and abetted CSC Australia's violation of Sec 13(a) of the Exchange Act.
Edward Parker is alleged to have aided and abetted CSC Australia's violation of Rule 13a-1 of the Exchange Act.
Edward Parker is alleged to have aided and abetted CSC Australia's violation of Rule 13a-13 of the Exchange Act.
Edward Parker is alleged to have aided and abetted CSC Australia's violation of Sec 13(b)(2)(A) of the Exchange Act.
Edward Parker is alleged to have aided and abetted CSC Australia's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
15-Sep-2015
