Defendant Name: Wilfred Robert Sutcliffe

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Wilfred Robert Sutcliffe
First Document Date 05-Jun-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-04340
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Sec 13(a) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Rule 13a-1 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Rule 13a-13 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 09-Sep-2015

Related Documents:

comp-pr2015-111-sutcliffe 05-Jun-2015 Complaint
Complaint
court_doc19_15-cv-04340 09-Sep-2015 Court Docket Document
Judgment & Order

Related Actions:

In the Matter of Computer Sciences Corporation, Michael Laphen, Michael Mancuso, Wayne Banks, Claus Zilmer, and Paul Wakefield
SEC v. Christopher Edwards
SEC v. Edward Parker
In the Matter of Christopher Edwards, CA
In the Matter of Wilfred Robert Sutcliffe
In the Matter of Edward Parker, CA