Defendant Name:
Wilfred Robert Sutcliffe
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Wilfred Robert Sutcliffe
First Document Date
05-Jun-2015
Initial Filing Format
Civil Proceeding
Case Number
15-cv-04340
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Finance Director for the NHS Account at Computer Sciences Corporation (April 2004—May 2012)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Sec 13(a) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Rule 13a-1 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Rule 13a-13 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted Computer Sciences Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Wilfred Robert Sutcliffe is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
09-Sep-2015
Headline Total Penalty and Disgorgement
$7,064
